2-C-4 - Takeovers for Small Plans

Like it or not, everyone will have to take over a plan at some point. What is the process? What are your professional obligations? How do you protect yourself and your client? Is doing a takeover even necessary? Join us for a lively session where we answer these questions, and (hopefully) discuss some real-life situations from our audience. Bring your war stories!


Mr. Andrew C. Forgrave

Pinnacle Plan Design, LLC

Ms. Karen Nowiejski Smith

Nova 401(k) Associates


CPD Credit: 1.50 EA Core Credit: 1.50 EA Ethics Credit: 0.00 EA Non-Core Credit: 0.00 EA Formal Credit: 1.50