3-B-3 - Retro Adoption/Amendments

The SECURE Act allows plans to be adopted after year end and creates new avenues for incorporating post–year end amendments—offering new opportunities to sponsors but also adding complexity. Panelists discuss various approaches to post–year end amendments, highlighting when retroactive changes can be beneficial, how they can be implemented, and the regulatory and compliance challenges that must be considered.

Speakers:

Kevin Joseph Donovan

Pinnacle Plan Design, LLC

Tiffany Laurel Myers

Future Plan/ Ascensus LLC

Credits:

CPD Credit: 1.50 EA Core Credit: 0.75 EA Ethics Credit: 0.00 EA Non-Core Credit: 0.75 EA Formal Credit: 1.50